Artificial Intelligence Policy

1. Introduction

Vantafin is operated by DTS Analytics LLC ("DTS Analytics", "Company", "we", "us", "our"). Our platform incorporates artificial intelligence ("AI") features to help users research, analyze, and explore financial markets and related data. This AI Policy describes how AI is used within Vantafin, the limitations of AI-generated content, and your responsibilities as a user.

This policy supplements our Terms of Service and Privacy Policy. By accessing or using any AI-powered feature of Vantafin, you acknowledge that you have read and understand this AI Policy.

2. What Our AI Does

Vantafin's AI features are designed to assist with financial research and information retrieval. They may include, but are not limited to:

• AI-powered chat and conversational research tools
• Summarization of SEC filings, earnings transcripts, and other public financial data
• Analysis of market trends, stock data, and financial metrics
• Natural-language question-and-answer functionality

All AI features are informational and educational tools only. They are not, and are not intended to be, a substitute for the judgment of a qualified financial professional.

3. AI Accuracy and Hallucinations

AI systems, including those used in Vantafin, generate responses based on patterns in data. Despite our best efforts to ensure quality, AI-generated content may be inaccurate, incomplete, outdated, or entirely fabricated — a phenomenon commonly known as "hallucination." AI outputs may appear confident and authoritative even when they are incorrect.

You should always:

• Verify all AI-generated information against primary sources such as official SEC filings, exchange data, company reports, or a licensed financial professional before relying on it.
• Exercise your own independent judgment and not treat AI outputs as a sole or determinative source of truth.
• Understand that AI outputs can change — the same question may produce different responses at different times.

4. No Financial, Investment, or Trading Advice

Vantafin's AI features have been engineered with safeguards to avoid generating personalized financial advice. However, no safeguard system is perfect. Regardless of how any AI output is worded:

• Nothing produced by the AI constitutes investment advice, financial advice, trading advice, tax advice, legal advice, or any other form of professional advice.
• AI outputs are general information only and do not constitute a recommendation, offer, solicitation, or endorsement to buy, sell, hold, or trade any security, financial instrument, or asset.
• The AI does not know, and does not account for, your personal financial situation, investment objectives, risk tolerance, tax circumstances, or jurisdictional requirements.
• Past performance data referenced by the AI does not guarantee or indicate future results.

You should consult a qualified and licensed financial advisor, broker, tax professional, or attorney before making any financial or investment decision.

5. No Professional Relationship

Your use of Vantafin's AI features does not create an adviser–client, fiduciary, broker–customer, attorney–client, or any other professional relationship between you and DTS Analytics LLC, its officers, employees, or affiliates. We owe you no fiduciary duty or obligation by virtue of your use of the AI.

6. Limitation of Liability

To the fullest extent permitted by applicable law, DTS Analytics LLC shall not be liable for any direct, indirect, incidental, special, consequential, or exemplary damages arising from or related to:

• Any AI-generated content, including content that is inaccurate, incomplete, or fabricated
• Any decision you make, or action you take or refrain from taking, based on AI-generated content
• Any financial losses, trading losses, or investment losses incurred in connection with reliance on AI outputs
• Any interruption, delay, error, or unavailability of AI features

Your use of AI features is entirely at your own risk. All AI-generated content is provided "as is" and "as available" without warranties of any kind, whether express, implied, or statutory, including but not limited to warranties of accuracy, completeness, merchantability, fitness for a particular purpose, or non-infringement. For full details, see our Terms of Service.

7. Data and AI Interactions

When you use AI features, the prompts, queries, and content you submit ("AI Inputs") are processed by our systems and may be sent to third-party AI model providers to generate responses. Please review our Privacy Policy for details on:

• What data is collected in connection with AI interactions
• How your data is stored, processed, and retained
• Whether AI Inputs are used to train or improve AI models
• Your rights regarding your personal data

Do not submit sensitive personal information, account credentials, Social Security numbers, or other confidential data to AI features.

8. Third-Party AI Infrastructure

Vantafin's AI features rely on third-party large language model providers and infrastructure services. We do not control these third-party systems and cannot guarantee their availability, accuracy, or performance. Outages, latency, or changes to third-party AI services may affect the functionality of Vantafin's AI features without prior notice.

9. Prohibited Uses

You agree not to use Vantafin's AI features to:

• Make time-critical trading decisions without independent verification
• Generate content for market manipulation, fraud, or any illegal purpose
• Reverse-engineer, extract, or reconstruct the AI's underlying models, prompts, or training data
• Scrape, bulk-download, or systematically harvest AI-generated content
• Represent AI-generated content as professional advice to third parties
• Circumvent any safety measures, content filters, or usage limits

10. Reporting Issues

If you encounter AI outputs that are harmful, clearly incorrect, or that appear to provide specific financial advice, we encourage you to report them. Please contact us at [email protected] with details of the issue, including the query used and the response received, so we can investigate and improve our safeguards.

11. Changes to This Policy

We may update this AI Policy from time to time. When we make material changes, we will update the "Last Updated" date at the top of this page and, where appropriate, provide additional notice. Your continued use of Vantafin's AI features after any changes constitutes your acceptance of the updated policy.

12. Contact Us

If you have questions about this AI Policy, please contact us at: